CF1 Live Revision Workshop

UK Financial Services, Regulation & Ethics

This online revision course is designed to help you feel more prepared for your exam. The content will cover the key areas of the syllabus and areas likely to be tested. There will also be a focus on exam style questions with clear debriefs to aid understanding. 

The objective of the UK Financial Services, Regulation and Ethics (CF1) is to develop your understanding of the financial services industry including regulation and legislation.

Find full course information below.

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Live Workshop Information

This online revision course is designed to help you feel more prepared for your exam. The content will cover the key areas of the syllabus and areas likely to be tested. There will also be a focus on exam style questions with clear debriefs to aid understanding. 

The objective of the UK Financial Services, Regulation and Ethics (CF1) is to develop your understanding of the financial services industry including regulation and legislation.

Your Workshop will cover:

1. UK financial services industry
2. The different asset classes and product types
3. The advice-giving process and areas covered
4. Regulatory processes, various rules and legislation governing the 5. UK financial services industry
6. Regulator’s powers and responsibilities
7. Impact on individuals and firms of these regulators’ powers

This workshop is delivered online, via Zoom over one full day.

Your trainer is highly experienced and qualified in the subject matter, and as importantly, in how to deliver an effective and productive online interactive training session, ensuring all candidates are fully engaged and maximise the learning experience.

Your workshop will be interactive, with the use of screen share, virtual whiteboards, polls/quizzes and breakout rooms for smaller group discussions. You will also receive a recording of the entire workshop post course, along with all supporting documents used.

The maximum continuous screen time during any session will be 45 minutes and the day will have plenty of breaks.